Guiding Principles:
Land Tenure in Development Cooperation

gtz_s.gif (1630 Byte)

Orientierungsrahmen:
Bodenrecht und Bodenordnung

Deutsche Gesellschaft
für Technische Zusammenarbeit
Abt. 45 / Div. 45

 

 home.gif (3805 Byte) full.gif (3790 Byte) frames.gif (2048 Byte) literat.gif (3793 Byte) contents.gif (3810 Byte)
first.gif (3816 Byte) prev.gif (3811 Byte) last.gif (3805 Byte)

61. Zimmermann, Willi: Facing the Challenge of Implementing a New Land Policy - Lessons Learned in the Context of International Co-operation

Zimmermann, Willi

Deutsche Gesellschaft für Technische Zusammenarbeit - GTZ
Rural Development and Land Tenure Department
Postfach 51 80
65726 Eschborn
Germany

Tel.: +49 (6196) 791311
Fax: +49(6196) 797153

e-mail: willi.zimmermann@gtz.de

ABSTRACT

New national land policies are currently being prepared or implemented in most countries in Southern Africa and in many other countries where major political transition has taken place during the last decade.

This paper focuses on the instruments needed and on management aspects for implementing such a challenging task based on democratic, socio-legal, economic and ecological principles.

A clear conceptual and organisational framework is required to match new land-policy principles with the ownership structure and existing land use patterns. Selected legal instruments, instruments for participatory land readjustment, instruments for mediation and conflict resolution and instruments for cost-effective land administration are discussed.

The proposed management structure for implementing the programme takes into consideration new organisational and partnership models between local, national and international stakeholders and between the public and private sector. Elements of promising actions within the framework of International Cooperation are presented.

Special reference is made to cost/benefit and financial aspects of implementing the programme in order to safeguard a realistic and sustainable short-term and long-term impact.

Options for capacity development at all levels are discussed, based on a new profile which sees land administrators, legal advisors and land readjustment specialists as qualified facilitators of difficult processes of change brought about by new land policies.

PROGRESS IN LAND POLICY ORIENTATION

Land policy reforms are usually part of a broader political and economic reform process.

They can emerge as a consequence of

  • political transition from centrally planned to market economy systems

  • democratisation and decentralisation

  • equity-led growth and a new agenda for economic, social and environmental sustainability

A national land policy is a framework of guidance based on long-term objectives and principles, but also showing the future path of development starting from the presently existing system.

A national land policy designed for equity-led growth and sustainable development will incorporate the following principles:

consideration of the principles of international conventions and summits of the UN-family concerning land matters (access to land resources, equity, poverty alleviation, gender orientation )

AGENDA 21; Rio 1992 (chapter 3, 10, 14)

WORLD FOOD SUMMIT; FAO 1996

HABITAT II Istanbul 1996

WORLD WOMEN'S CONFERENCE Beijing 1995

  • certainty in land law and policy

  • facilitated access to land resources

  • accelerated economic growth with greater equity and self-reliance

  • increased reliance on deconcentration and decentralization

  • multiple land tenure systems incorporating the evolution of traditional systems (no system is superior to the other)

  • comprehensive legal and institutional framework for all land matters

  • legal and institutional structures to resolve land disputes finally and expeditiously

  • transparency in all procedures in land matters

  • direct participation of land owners, land users or their representatives in the decision-making process for all land-related issues

  • promotion and enhancement of accountability and responsiveness of governmental institutions

A national land policy based on such principles should work in an economically efficient, socially beneficial and ecologically sound fashion. It could contribute considerably to the appeal of the SADC members to the 1992 Earth Summit to "provide a new basis for a new deal for the majority of poor people and countries in order to secure and sustain our common future".

Land policy models and visions regarding the aspired path are controversial and differ for various political systems and cultures. Ongoing discussions between all stakeholders are an integral part of the ongoing learning process.

INHIBITING AND DRIVING FORCES IN LAND POLICY

Inhibiting forces

Driving forces

Centralised government institutions and their authoritarian practices

Liberalisation of the public sector and decentralisation of the institutional structure

dominance of state institutions and excessive regulations on interactions between the various stakeholders

partnership and deconcentration

paternalistic practices of decision-making in land matters

active participation of beneficiaries and those affected in decision-making processes

political and institutional corruption (land grabbing, monopolisation of power, patronage, lack of moral accountability)

auditing of government agencies to ensure social and professional accountability and effective disciplinary measures

uncertainty of land tenure

land tenure security

contradictory laws

comprehensive land legislation

inaccessible land dispute structure and lack of finality in the resolution of land disputes

linking traditional rules and traditional advocacy associations with the judicial system

autochthonous land tenure system versus individualised property and statutory law

flexible multiple land tenure arrangements

gender inequality

gender-sensitive approach and participation

dissipation of local expertise

co-evolution of local, regional and national and international capacity

monopolised information policy, rivalry and reluctance to part with power

transparency, easy access to land-related information, fostering of synergetic effects through incentives and networking

playing donors off against one another

commitment and complementary international partnership

To summarise, a new national land policy should avoid stabilising authoritarian practices in centralised governmental institutions and maintaining privileges in land ownership, but should promote equity-led growth, sustainable development, decentralisation and participation in all land-related matters.

LAND POLICY INSTRUMENTS

Development cooperation could assist in the identification of necessary instruments for reaching the objectives of the new land policy. The challenge is to further develop existing instruments, to adapt to local conditions and to identify the optimal and flexible mix of combinations of instruments which are affordable, efficient and effective. The following is an outline of the most important flexible land policy instruments:

  • INSTRUMENTS FOR THE CERTAINTY OF LAW : Harmonisation of inconsistent and contradictory legal requirements on land tenure and its systems. - In some countries up to 500 laws and regulations must be considered in this area. Closure of loopholes; making access to land-related information easier; creating transparency (especially in the case of land transfer procedures and efficient contractual conditions; law of inheritance)

  • INSTRUMENTS FOR LAND ADMINISTRATION: Land registration and cadastre, land adjudication, land markets, lease regulations, land valuation, land banking

  • FISCAL INSTRUMENTS: Land taxation, taxes on land value, levies, taxes and fees on transactions, incentives

  • INSTRUMENTS FOR RURAL DEVELOPMENT AND LAND TENURE: Agrarian structure development plans, reallocation of land, land consolidation, land readjustment, land use planning

  • INSTRUMENTS FOR URBAN MANAGEMENT: Land banking, urban land readjustment, regularisation

  • Specific instruments for the accompaniment and implementation of agrarian reforms and transformation processes

  • Instruments relating to the resolution for settling land conflicts

  • Instruments for capacity development and participation

  • Instruments for project management, programme implementation, financial management procedures

  • Instruments for PARTICIPATORY approaches to problem analysis, resolution and impact assessment

  • Instruments for quality control and accountability

PROMISING ACTIONS

The Land Policy Map

An integral part of the decision-making process on where to set priorities, how to optimise resources and how to implement the new land policy is the visualisation of specific indicators in the land policy map.

It can be said that land agencies are generally data-rich but information-poor. The indicators visualised in the land policy map bridge the gap between data, information and the decision-making process.

A framework for organising the decision-making process is the adapted OECD pressure-state-response (PSR) model, in which human activities are seen as producing Pressures which may affect the state of land matters to which societies then respond if the resultant changes are perceived to be undesirable.

An example of land policy indicators is given below

Pressure

State

possible Responses

  • land pressure areas like coastal zones, urban fringes, degraded areas, risk areas, areas of high water shortage, buffer zones, highly polluted areas
  • land use changes
  • migration index
  • demographic index
  • informal land market and informal land tenure index
  • number and duration of land conflicts in courts, types and location of major land conflicts
  • relation landless families to families with land
  • land and water availability
  • land suitability
  • land status
  • land distribution
  • rate of land tax collection
  • distribution of qualified staff for land matters
  • land transfer index (estimate of quantity, no. of steps needed, time, costs)
  • location of traditional ombudsmen and courts
  • location of rural service centres and credit institutions
  • creating awareness of the complexity of land issues
  • land redistribution programme
  • participatory land readjustment projects
  • market-oriented land reform programme
  • matching land use pattern, land tenure pattern and red of rural infrastructure
  • land law reform and decentralisation
  • land tax reform and decentralisation
  • new rural services
  • regional priorities andtemporal priorities

Conflict management and land disputes

All formal and informal forms of land conflict resolution should be strengthened in order to achieve equity and equality before the law and traditional rules.

A considerable number of land problems and disputes can be directly traced to the non-participation of local communities and the ignorance of traditional rules.

To enhance legitimacy and credibility of the approaches to resolve land conflicts the following points should be considered:

  • the separation of land disputes from the executive level should be maintained

  • at village level traditional structures like culturally accepted committees of elders or ombudsmen should be officially acknowledged and incorporated into the settlement machinery for land disputes

  • most land conflicts can be solved by strengthening the capacities for the various forms of conflict management, namely conciliation, mediation, facilitation and negotiation, and at the same time guaranteeing the principle of openness and transparency.

Institutional development

Existing institutions and regulations are part of the problem and not of the solution to finding more equitable and efficient alternatives.

The reform of centralised land agencies is fundamental for the success of the implementation of a new land policy. The reform would incorporate important issues like

  • model for incorporating local government and local stakeholders

  • public/private partnership

  • quality control and performance control

  • enhanced accountability

  • information sharing, facilitating access to information, networking

  • cost benefit analysis of all procedures and methodologies

  • capacity development at all levels

Decentralisation and land policy implementation

There is no substitute to an approach in which local governments, with the active participation of their people, take the initiative and responsibility for the actions conducive to their sustainable capacity development

Some crucial items are important for successful decentralisation linked with land policy implementation

  • reliable accountability mechanism (politicians and administrators)

  • sufficient mandate and powers to play an adequate role in the political system

  • sufficient local financial resources and adequate administrative capacity

  • bridging the gap between traditionell institutions and communities and governmental institutions

  • mediation and facilitation capacities to contribute to the resolution of land conflicts

As a result of the trends towards decentralisation, democratisation and the liberalisation of the public sector there is a redefinition of the relationship between the state and society, particularly at the local level. New local partnership models like public/private partnership, market-oriented local associations and services and innovative forms of joint ventures have the potential to promote investment, expand the local capacity and increase productivity.

Bridging the gap between indigenous knowledge and scientific knowledge

Indigenous knowledge plays a fundamental role in all land matters. Scientific knowledge alone has not contributed sufficiently to the sustainable development of communities.

Incorporating indigenous and scientific knowledge in land matters means integrating traditional information on primary and secondary rights as well as traditional classification systems on land utilisation. We must find the best way to process and visualise indigenous knowledge with information technology. Methods to be developed take into account information sensitivity and confidentiality (tribal landmarks, ancestral sites, indigenous place names, traditional information).

Donor coordination

The process of donor coordination is a fundamental task of the partner country and not of the donors alone. It is directly linked to the ownership principle of development processes.

Sustainable reforms are only possible in the long run when they are partnership-driven and not donor-driven. The driving force must come from within the countries.

A country can only afford ONE comprehensive land policy and not multiple donor-oriented

policies.

Multilateral and bilateral institutions in close cooperation with the national stakeholders of land matters can play a very active role in joining forces to implement the new land policy. Key issues to be considered are:

  • acceptance of the ownership principle of the partner country

  • creation of consensus on the principles of a national land policy

  • obligation share information and networking between all stakeholders

  • agreements on commitments and partnership models

  • agreements on complementary co-financing models

  • full incorporation of local expertise

  • promotion of twinning models (expertise, training and research capacities)

Coordination efforts alone are in general very ineffective. What is required is a new quality of international and local partnership, a culture of sharing efforts and information combined with effective commitments to contribute to equity-led growth in the SADC region.

 home.gif (3805 Byte) full.gif (3790 Byte) frames.gif (2048 Byte) literat.gif (3793 Byte) contents.gif (3810 Byte)
first.gif (3816 Byte) prev.gif (3811 Byte) last.gif (3805 Byte)